Survey Finds Compliance Efforts Often Siloed

07/14/2008

Organizations are making progress in achieving regulatory compliance, but nearly 75 percent are either still treating each compliance regulation as an individual project or using manual methods to manage compliance, according to a survey on compliance progress and issues released today by Avior Computing Inc.



ebizQ received the following:

The bi-annual survey of IT compliance and risk executives by Avior found that while some progress is being made on automating compliance processes, silos of compliance still exist in a majority of organizations, and these silos lead to inefficient compliance processes.


Learn how to defeat phishing, spam, and other new cyber threats at this Webinar.

Overall, the survey found that organizations are making progress in achieving compliance, but a surprisingly large number of organizations are either still treating each compliance regulation as an individual project, or using manual methods and tools to test for and manage compliance, or both. Key survey response findings include:

  • Organizations are still largely treating each compliance regulation as a separate project or silo. 43 percent of respondents are operating this way, while 28 percent indicate that they are working towards a unified compliance process, and another 28 percent have achieved a unified process.


  • Assessments are an area where some optimization needs to occur: 70 percent of responding organizations use separate assessments, one per regulation, while 30 percent are using a unified assessment spanning multiple regulations.


  • Spreadsheets and databases remained the most popular tools used to manage and track compliance, while compliance automation tools were used by 42.5 percent.



The full survey report is available upon request by sending an e-mail to info@aviorcomputing.com.

"It is not surprising that organizations continue to struggle with mapping of multiple regulations to common controls and to assessment questions" said Steve Katz, President of Security Risk Solutions, and former CISO of Citigroup, Merril Lynch, and JP Morgan. "Managing the compliance process with manual approaches will continue to be challenging for organizations with multiple regulations and standards."

Avior plans a follow-up survey in the fall of 2008 to explore some of these compliance process issues in more detail.

"This survey confirms what our customers tell us. IT organizations are besieged with compliance audits and reporting status requests. The stakeholders in the organization are experiencing survey fatigue from completing multiple overlapping assessments." said Steve McCalmont, Avior Computing CEO. "Our clients tell us that implementing leveraged approaches to compliance mapping and assessments allow them to be far more effective in their compliance processes, and to get more done with less manual labor."

  • Subscribe Newsletter
  • Contribute
Subscribe to our Newsletters:

 ebizQ Insider

 Subscribe Blog Updates via RSS

 Subscribe News via RSS

ebizQ is very interested in what you have to say. To contribute an article, an opinion, or to become a blogger, please contact Peter Schooff.

  • Virtual Conferences
  • Webinars
  • Roundtables

SOA Cloud Qcamp

June 3, 2009

One of the most compelling trends in the enterprise business technology space over the past year has been the emergence of cloud computing. In ebizQ’s upcoming Qcamp virtual un-conference, leading industry experts and practitioners will explore the role of service-oriented architecture (SOA) and business process management (BPM) in supporting cloud-computing initiatives. Additionally, the new skills that developers and IT managers need for successful cloud development will be discussed.Register

View All Virtual Conferences

Insurance: Explore how SOA & BPM are driving down expenses and improving ROI

Date:Aug 26, 2009
Time:12:00 PM ET- (16:00 GMT)

REGISTER TODAY!

ROUNDTABLE: Open Source Market Update

Date:Sep 30, 2009
Time:12:00 PM ET- (16:00 GMT)

REGISTER TODAY!
View All Roundtables
  • White Papers
  • Podcasts
  • Blogs

Joe McKendrick: Part II of II: Designing Evolve-ability into SOA and IT Systems

In part two of Joe McKendrick's recent podcast with Miko Matsumura, chief strategist for Software AG, they talk about how SOA and IT systems need to change and grow and adapt with the organization around it.

Listen Now

Phil Wainewright: Helping Brands Engage with Social Media

Phil Wainewright interviews David Vap, VP of products at RightNow Technologies, and finds out how sharing best practices can help businesses understand how best to engage with online communities.

Listen Now

Peter Schooff: Making Every IT Dollar Result in a Desired Business Outcome: Scott Hebner of IBM Rati

Scott Hebner, Vice President of Marketing and Strategy for IBM Rational, discusses a topic on the top of every company's mind today: getting the most from IT investments.

Listen Now

Jessica Ann Mola: Where Will BI Fit In? Lyndsay Wise Explains

In BI, this tough economy and the increasing role of Web 2.0 and MDM are certainly topics on people's minds today. WiseAnalytics' Lyndsay Wise addresses each of them in this informative podcast.

Listen Now

Dennis Byron: Talking with...Deepak Singh of BPM Provider Adeptia

Deepak Singh, President and CTO of Adeptia, joins ebizQ's Dennis Byron in a podcast that gets its hand around the trend of industry-specific BPM.

Listen Now
More Podcasts
  • Most Read
  • Quick Guide
  • Most Discussed

BPM VIEWPOINT: How Do You Look at BPM?

From Dennis Byron: For BPM to fit at the top of the stack, it can't merely support workflow or integration. It needs to integrate the BI aspects of the stack, too. Learn More

How ACORD Can Be Used As A Best Practice For Data Integration

In the insurance industry, companies have accepted that systems, strategies and data all developed in silos are making it difficult for them to grow and adjust to today’s market demands. The obstacles imposed by siloed approaches are painfully obvious to companies as they try to gain a better understanding of their customers and meet the growing constraints imposed by compliance and regulatory requirements. Leveraging industry standards with full data integration is one was to tackle this challenge. Learn More

When It Comes to BPM Type, It All Depends on You

From Dennis Byron: Is it better to choose one strain of BPM over another? The answer is unique to your organization. Learn More

Maximizing Your Business Rules Investment

Can decision management really deliver costs savings, agility and happy customers on a consistent basis? Learn More

BPM VIEWPOINT: Does Case Management Fill in the Gaps in the BPM Spectrum?

From Dennis Byron: BPM products optimized for case management might be the products that bridge the extremes in my view of the BPM spectrum. Learn More

Building The Instantly Responsive Enterprise

Integrating BPM and CEP gives you intelligent business processes that can react to rapidly changing business conditions with continuous visibility. Learn More

Enterprise Linkage: New Change Management

Insurers need to think about creating "true linkage," which means linking business strategy to process to IT investments and thereby setting the foundation for true change. Learn More

The Invisible Hand of BI

To be effective, business intelligence technology must work behind the scenes to deliver relevant information when, where, and how it's needed. Learn More

Quick Guide: What is Enterprise 2.0?

A lot of people are talking about Enterprise 2.0 as being the business application of Web 2.0 technology. However, there's still some debate on exactly what this technology entails, how it applies to today's business models, and which components bring true value. Some use the term Enterprise 2.0 exclusively to describe the use of social networking technologies in the enterprise, while others use it to describe a web economy platform, or the technological framework behind such a platform. Still others say that Enterprise 2.0 is all of these things. Learn More

Quick Guide: What is BPM?

Learn More

Quick Guide: What is Event Processing?

Smart event processing can help your company run smarter and faster. This comprehensive guide helps you research the basics of complex event processing (CEP) and learn how to get started on the right foot with your CEP project using EDA, RFID, SOA, SCADA and other relevant technologies. Learn More

ebizQ Forum - Are Organizations Developing BPM Solutions From a Top-Down or Bottom-Up Approach and Which is Best?

To Michael: To select what has to be improved (e.g. automated), a...

Service-Oriented Solutions - To Whom Model-Driven Approach is Dangerous?

Hi Johan,

thank you for such prompt response.

I...

The Connected Web - Pod-Scale vs Warehouse-Scale Computing

Phil,

It appears that Google is looking at the world...

Leveraging Information and Intelligence - When Business Intelligence Saves Lives

I believe work has been done in this area privately for some time....

BPM in Action - Join the Debate: Business Process Management or Business Process Automation

I wonder if BPM has become more popular because many solutions...

Kiran Garimella's BPM Blog - IBM / FileNet

We are looking for a FileNET admin/developer in Houston, TX. The...

Business-Driven Architect - @ Enterprise 2.0 Cloud Roadmaps Panel

As we see more companies consider the cloud we should be...

BPM from a Business Point of View - Expectations from BPM...

Scott,
I agree that process management is good way for...